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The story is a frequent staple of the evening news. An officer
shoots and kills a minority subject who turns out to be...unarmed.
Protests explode, and the familiar litany is again asserted: racial
bias by the cops underlies many of these inflammatory events.
Now a new study by a member of the Force Science Research
Center's national advisory board confirms what law enforcement
officials have argued all along: Such controversial shootings aren't
about race. What really prompts an officer to pull the trigger in
circumstances that are rapidly evolving and uncertain is the suspect's
behavior.
"That's the bottom-line finding," researcher Tom Aveni told
Force Science News. "If you confront a police officer in what appears
to be a felonious context, it's the way you act that will get you
shot-not your race. And that's true regardless of the officer's sex,
age, experience, or type of duty location."
In fact, Aveni was able to pinpoint specific body-language that tends to be associated with the decision to shoot.
Moreover, among less important factors that also influence
decision-making, even a suspect's clothing and age are likely to be
more compelling than his or her ethnicity in determining officers'
reactions.
Aveni's conclusions come from his detailed analysis of the
reactions of 307 officers who engaged armed and unarmed suspects in
simulated confrontations designed to accurately reflect conditions
under which officer-involved shootings often occur. Founder of the
consulting and training organization The Police Policy Studies Council
in addition to serving on FSRC's board, Aveni funded the project
largely from his own pocket. He also received some financial aid and
substantial logistical assistance from the Michigan Municipal Risk
Management Authority, an insurer of law enforcement agencies.
The full report of his findings, titled "A Critical Analysis
of Police Shootings Under Ambiguous Circumstances," can be found at: www.theppsc.org
"This is a very significant, first-of-its-kind investigation,"
says Dr. Bill Lewinski, executive director of FSRC at Minnesota State
University-Mankato. "Tom Aveni has measured critical variables in
shooting situations that other researchers have ignored completely. As
a result, his findings are far more realistic and meaningful in
identifying the factors that truly drive deadly force decision-making."
Aveni himself believes the study potentially will "radically
alter the way police use of deadly force is examined in the future."
PROJECT ORIGIN. Something of a dual motivation propelled
him into the study, which was "years in the making," Aveni says. For
one thing, he was intrigued by an assertion made by the ACLU some years
ago that 25% of all suspects shot by police are "unarmed and
not-assaultive." And he was also curious about research concerning the
"disproportionate" use of deadly force by officers against racial
minorities.
"Race has been explored extensively as a factor" in police
shootings, Aveni says, particularly in those where no suspect weapon is
found after the smoke clears. "The implication has been that the police
are racist" and that negative stereotyping causes them to overreact
with excessive force in circumstances where, in fact, no lethal threat
exists.
As Aveni reviewed existing research, he found that studies on
the subject seemed invariably to explore the matter "without meaningful
context." They merely reported gross numbers without "delving deeply
into the generally overlooked critical micro-behavioral components that
are the very essence of the police decision-making process."
Consequently, if minorities indeed are disproportionately
targeted in "ambiguous" shootings where a deadly threat is not clearly
confirmed before an officer fires, "one is left to wonder why."
With the cooperation of 6 law enforcement agencies in
Michigan-3 municipal police departments and 3 sheriff's departments,
representing urban, suburban, and rural jurisdictions-Aveni set about
to "better understand the behavior of officers forced to make critical,
split-second decisions that may result in the taking of a life."
TESTING FORMAT. A troupe of actors from a local theater,
representing a diversity of races, sexes, ages, and attire, were
videotaped depicting subjects at a furniture store location. They
performed specifically prescribed reactions as if interrupted by an
officer responding to a purported robbery-in-progress, a burglar alarm
activation, or a possible mugging-in-progress.
Using a mix of players, clothing, and reactions, 80 different
scenarios were taped. These were then projected in random order on a
laser-based IES Interactive Training MILO system. Participating
officers, also diverse as to race, gender, age, experience, agency
affiliation, and assignment, then were randomly exposed, one at a time,
to 3 different scenarios with 3 different outcomes: a suspect who
intends to surrender empty-handed, a suspect who intends to surrender
with a non-weapon object (cell phone, flashlight, police ID wallet) in
hand, and a subject determined to shoot.
All scenarios were taped in low-light conditions, to "inject
more ambiguity into the situations" and to reflect the fact that more
than 70% of police shootings of unarmed subjects occur in settings with
unfavorable illumination.
"Realistic uncertainties like officers regularly encounter on
the street were built into all the scenarios," Aveni explains. Officers
were told that the robbery-in-progress report, for example, had come
via a 911 hang-up; no further details available, including no
description of the offender and no information on whether a weapon is
involved. When the participating officer "arrives" at the scene,
viewing things from the camera's perspective, an unidentified subject
bursts out of the front door and starts to run away.
When an officer responds to the burglar alarm, he or she spots
a subject trying to crowbar a side door. The subject drops the bar,
eliminating the only potential weapon-that's visible, at least.
In the possible mugging scenario, officers were told only that
they are doing business checks in an industrial park at 0100 hours.
Yelling that suggests a "verbal altercation" is heard. The camera leads
the participating officer around a visual obstruction, where he or she
then sees one individual pushing another against a wall; again, no
explanation immediately available.
Officers stood about 15 feet away from the action. They were
told to react to what they saw on the screen as they would on the
street. Most immediately issued loud verbal commands: "Police! Don't
move!" or "Show me your hands!" or both. In each scenario, the subject
"responded" by standing with back to the officer, hands out of sight at
waist level. "This added to the 'threat ambiguity' of each situation,"
Aveni says.
Each subject had been coached to look back over his or her
shoulder at least once during the encounter, as if taking a "target
glance" at the participating officer. Then, unexpectedly, the subject
abruptly turned to the left, toward the officer. Hands were kept at
waist level at least through the first half-turn, and then they moved
up somewhat as the turn was completed.
Subjects who were armed (1/3 of the scenarios) fired a .38
Special S&W M640 revolver, loaded with full-flash Hollywood blanks.
The participating LEOs were warned that if someone on screen shot at
them first, a modified paintball apparatus beside the simulator screen
would also begin firing foam-rubber balls at them. "This factor was
injected into the study in the hope that it might diminish participant
apathy or complacency," Aveni explains.
The scenarios lasted, at maximum, about 30 seconds apiece. All
the "confrontations" were videotaped to allow minute analysis later.
RESULTS. Aveni found that of the 307 LEOs participating,
38%-nearly 4 in every 10-shot unarmed subjects depicted in the
scenarios (in all, 117 such subjects got shot). Some officers shot more
than one suspect who turned out not to have a weapon. Carefully
tabulating and analyzing details of the officers' actions to illuminate
the percentage, he reached several important conclusions:
What didn't matter. "No significant correlation existed
between the officers' actions and the suspects' race," Aveni says.
"Likewise, there was no significant correlation between what the
officers did and their own gender, age, experience, or type of
jurisdiction in which they worked-urban, suburban, or rural.
"Statistically, there was a significant correlation in black
officers shooting unarmed subjects. But with only 9 African-American
LEOs participating in the study, that number may be too small to
warrant firm conclusions."
What did matter. The strongest correlation was found
between the subjects' actions and the officers' decision to shoot. Also
significant, though of somewhat lesser influence, was the type of crime
believed to be involved in the scenario and 2 attributes of the
subject-age and attire.
Aveni explains: "Officers were more likely to shoot in the
robbery scenario than in the possible mugging and more likely to shoot
in the mugging scenario than in the apparent burglary-in-progress."
The nature of the crime involved, he says, clearly affected
the officers' "vigilance and situational readiness." Responding to the
reported robbery, they were more likely to have their sidearm drawn
quickly and pointed at the suspect when verbal commands were issued,
compared to the spontaneously discovered possible mugging and the alarm
activation call (a frequent false run in police work) where their
readiness was "measurably worse."
Also, officers were "more likely to shoot when the subject was
young and also when the subject was wearing scruffy 'punk' clothing
rather than 'business' attire."
Predictably, officers overwhelmingly shot at suspects when
suspects shot at them. But many also fired "preemptively," before a
weapon could actually be discerned, resulting in rounds being delivered
to unarmed subjects. "The major influence here was how the subject
behaved," Aveni says. Particularly involved was what he calls "the
acting quotient."
Acting quotient. All suspects in the scenarios followed
the same choreographed pattern of movement: With their back to the
participating officer, they initially kept their hands at waist level,
glanced over their shoulder, then turned without warning to face the
officer, concealing their hands until well into the turn.
Aveni had not anticipated that the actors would perform with
different levels of energy and conviction. Yet some performed more
"convincingly" than others, and that proved to be a key component of
the research.
"The subjects most likely to get shot," Aveni says, "displayed
a high-level 'acting quotient.' They performed with unchoreographed
nuances. That is, they made their moves with vigorous intensity and
speed, versus tepidly. They kept their hands low, rather than high.
They tended to crouch partially or fully as they turned instead of
remaining upright, and they fully or partially clenched their hands,
rather than keeping them open."
Such energetic movement in a setting where a serious crime
appears to be involved "is much less likely to be viewed as innocuous,"
Aveni says. "A suspect's intensity had much to do with whether an
officer felt compelled to pull the trigger before the circumstances
became manifest. It became one of the most reliable predictors of
whether a person got shot."
Time pressure. For their own safety, officers had little
time to react. Even with "tepid" movements, the suspects' hands came
around "almost always too fast to determine" the true nature of any
object being held or whether the hands were, in fact, empty, Aveni
says.
As the hands typically swung through an arc of 4-5 feet, the
officers' eye movement inevitably lagged behind, so that the action was
perceived "as a blur or a smear of motion. Judgment about what, if
anything, the suspects held could not be made with certainty until the
hand movement stopped. When a suspect had a gun, that was too late."
With an officer behind the reactionary curve, Aveni says, "the
lag time can allow the suspect to fire one or more shots before the
officer can shoot back." Indeed, in the study armed suspects were able
to shoot first 61% of the time.
From a critical juncture in a scenario, an officer typically
had "1/3 of a second or less" to decide whether to use deadly force or
risk being shot, Aveni claims.
"Those officers who managed to shoot armed suspects before the
suspect was able to fire seemed to have elected to use deadly force
before it could be clearly determined that the suspect did, in fact,
have a handgun. The officers decided to fire either before the suspect
started to turn or at the earliest possible moment turning was
perceived.
"This tends to explain why a significant percentage of unarmed
subjects, who intended to surrender with or without innocuous objects
in hand, also were shot."
All unarmed role players in the scenarios were told to
culminate their movements in the "surrender" position: hands held at
sternum height or above, palms facing forward, fingers pointed "mostly
upward."
Aveni reports that "92% of the unarmed subjects who were shot
during the study were in the 'surrender position' " at the time the
officers' shots reached them.
Lewinski offers some pertinent observations. First, he says,
"time pressure is notorious for significantly increasing errors in
judgment. That's true not just in officer-involved shootings but also
in activities that are not life-threatening, such as fingerprint
analysis. As time tightens, the incidence of false-positive and
false-negative decisions expands."
Time plays into these situations in another critical way, too,
Lewinski explains. "A passage of time necessarily occurs between the
instant an officer makes a decision to shoot and the instant his rounds
impact. Force Science research has clearly established that if a
suspect is moving, his position will be different when a bullet strikes
than it was when the decision was made to shoot.
"This can account for subjects being shot in the surrender
posture. They weren't necessarily in those 'no-shoot' postures when the
officer's shooting decision was made."
Aveni's study further revealed "a common tendency" for officers
to continue shooting once they started. Aveni offers 2 explanations: 1)
"it takes time to 'apply the brakes' of a neuromuscular response" like
firing a gun. Studies by FSRC have shown that officers, on average,
fire 2 or more shots after they've received a visual cue that shooting
should end; 2) the scenarios Aveni used did not have a branching
capability, so the suspects did not fall when "hit." Thus, "any officer
trained to 'fire until your foe falls' would likely continue shooting."
Lewinski elaborates. "In the midst of shooting to save their
lives, officers often can't see where their bullets are striking. They
rely on highly detectable visual cues that the subject has ceased being
a threat, such as the suspect dramatically thrusting his or her arms
overhead or collapsing.
"Even then, officers often will continue to shoot because of
the perception-reaction lag time, resulting in bullets hitting the body
as the suspect falls."
Agency differences. Marked differences in performance
were evident among the 6 departments that participated in Aveni's
study. At the "highest-frequency" end of the scale, nearly half the
officers from one agency shot unarmed suspects. The lowest frequency
was compiled by an agency whose participating officers shot unarmed
suspects 24% of the time. The rest ranged from 39% to 44%.
"The question will undoubtedly arise: 'What noted differences
were there between the agency with the lowest frequency of
mistake-of-fact shootings and the agency with the highest frequency?' "
Aveni observes, noting that both these agencies patrol urban
jurisdictions.
"The answer, simply put: 'It was a difference in training.' "
[In Part 2 of our report, we'll explore what that difference
is, as well as other implications that Aveni's findings have for
officer survival, training, investigations, policy-making, and
courtroom defenses.]
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